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Pre-Award

  • Sponsor Specific Resources
    • NIH
    • NSF
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Sponsor Specific Resources

NIH | NSF

Pre-Award

Overview

This page provides sponsor‑specific resources to support proposal preparation and award administration for projects funded by the National Institutes of Health (NIH) and the National Science Foundation (NSF). The links below direct users to authoritative policies, required forms, and guidance to help ensure compliance with sponsor requirements throughout the pre‑award and award lifecycle.

National Institute of Health (NIH)

  • The policy requirements serve as the terms and conditions of NIH grant awards. By accepting an award, recipients agree to comply with the requirements in the NIH Grants Policy Statement except where the notice of award states otherwise.

    Notices of policy changes published in the NIH Guide for Grants and Contracts can supersede information in the NIH Grants Policy Statement. Compliance with these policy updates also becomes a term and condition of the award. Current and archival copies of the NIH's Grants Policy Statement are available at the link below.

    NIH Grants Policy Statement | Grants & Funding

  • Starting January 25, 2026, the NIH will require the use of Common Forms for Biographical Sketches and Current and Pending (Other) Support. These forms must be generated and digitally certified through SciEcv, which necessitates that all senior/key personnel link their ORCID ID to their eRA Commons account. Additionally, the new policy implements strict prohibitions and certification requirements regarding Malign Foreign Talent Recruitment Programs (MFTRP) in accordance with federal law. This transition aims to standardize disclosures across federal research agencies while ensuring compliance with updated security and transparency mandates. NIH has issued NOT-OD-26-033, which includes a leniency period for Common Forms through May 2026, after which use of SciENcv will be mandatory.

  • Biosketch Format Pages, Instructions, and Samples | Grants & Funding 

    NIH Instructions for Biographical Sketch Common Form – this format will become mandatory for all proposals, RPPRs, JITs, and Prior Approvals as of May 25, 2026

    NIH Biographic Sketch Common Form and Supplement (Presentation provided courtesy of Yingting Zhang, MLS, AHIP, and Research Services Librarian.)

    NIH Disclosures Table

    NIH Commons Forms FAQs

  • NIH’s Other Support Page

    NIH Instructions for Current and Pending (Other) Support

    National Institutes of Health: Implementation of Common Forms for Biographical Sketch and Current and Pending (Other) Support

  • Pursuant to NOT-OD-26-018, effective January 25, 2026, individuals who are a current party to a Malign Foreign Talent Recruitment Program (MFTRP) are not eligible to serve as a senior/key person on an NIH grant or cooperative agreement.

    This is applicable to RPPRs as of January 25, 2026. Accordingly, at the time of the NIH Research Performance Progress Report (RPPR) submission, all individuals serving as PI, Co-PI, or senior/key personnel must certify their MFTRP status by completing the Malign Foreign Talent Recruitment Programs Certification Form. 

    Each individual certification form must be named “MFTRPcert_[Name].pdf” (without quotation marks) where ‘[Name]’ is the name of the senior/key person. The file must be uploaded as a flattened PDF under Section G.1-Special Notice of Award and Funding Opportunity Announcement Reporting Requirements of the RPPR.

    This requirement applies to the award's subrecipients as well. Subrecipients may provide Rutgers with their own completed forms, provided that the form complies with the NIH requirements, including naming convention, and is completed for each senior/key person involved in the specific award. It is the responsibility of the PI/Co-PI/Department Administrator to collect the MFTRP certification Form for all individuals identified as PI, Co-PIs, and senior/key personnel and upload them in the respective RPPR Section G.1.

    Senior/key personnel are required to submit their Biographical Sketch Common Form and/or updated Current and Pending (Other) Support common form in the RPPR, do not have to also provide the annual MFTRP certification statement UNLEES they do not upload the digitally Common Form from SciENcv (this condition is applicable until the NIH Common Forms become mandatory).

  • On Monday, September 29, 2025, NIH issued NOT-OD-25-161, rescinding notice NOT-OD-25-154, which required the completion and certification of research security training for NIH proposals and RPPR submissions.

    Investigators and Senior/Key Personnel are not required to complete specific Research Security Training prior to submission of NIH proposals or RPPRs until May 25, 2026. Further guidance from NIH is expected in the coming months.

  • Per Section 2.5.1 “Just-in-Time Procedures” of the NIH Grants Policy Statement, all Principal Investigators (PIs), Co-PIs, and Senior/Key Personnel must disclose all research activities and affiliations (active and pending) in their Other Support forms.

    Effective October 1, 2025, and pursuant to NOT-OD-25-133, NIH requires all PIs, Co-PIs, and Senior/Key Personnel to complete NIH-specific training on Other Support disclosure requirements on an annual basis. Your RSP Grant Specialist (GS) will verify that the PI, co-PIs (if any), and all senior/key personnel indicated in the proposal have taken the required training prior to the submission of the Just-in-Time (JIT) documentation or the Research Performance Progress Reports (RPPR). This requirement also applies to subrecipients.

    If this requirement is not met by PI, Co-PIs (if any), Senior/Key Personnel, and subrecipients (if any) identified, the Research and Sponsored Programs Grant Specialist WILL NOT proceed with the respective submission (JIT or RPPR).

    National Institutes of Health (NIH): Instructions for Requirements on Other Support

  • The NIH Data Management and Sharing (DMS) Policy, effective January 25, 2023, requires all NIH-funded researchers generating scientific data to submit and adhere to a formal DMS Plan. This policy aims to accelerate biomedical research discovery by enabling the validation of research results, providing access to high-value datasets, and promoting data reuse for future studies. The policy applies to all NIH-conducted or funded research that results in scientific data, regardless of the funding level.

    To assist faculty and staff, the university provides comprehensive support through Rutgers University Libraries for plan creation and repository selection. Applicants must submit a two-page plan as part of their funding application, which, once approved, becomes a formal term and condition of the grant award. Compliance is monitored annually through the Research Performance Progress Report (RPPR), with oversight coordinated by the Research and Sponsored Programs (RSP) unit to ensure all institutional and federal requirements are met.

    National Institutes of Health (NIH): Data Management and Sharing

  • The NIH is committed to enhancing the reproducibility of research through strict requirements for scientific rigor and transparency. To ensure the highest level of scientific integrity and public accountability, grant applications are evaluated based on the applicant’s ability to apply the scientific method, ensuring unbiased experimental design, methodology, and reporting. Our office provides resources to help faculty and staff navigate these requirements, including evaluating the rigor of prior research and incorporating formal instruction into experimental design, to meet the NIH's evolving review criteria.

    National Institutes of Health (NIH): Standards for Scientific Rigor and Transparency

  • NIH has announced a significant update to its policy regarding foreign subawards, effective May 1, 2025. Under the new structure, NIH will no longer permit foreign subawards to be "nested" under a domestic parent award. NIH announced in September 2025 via NOT-OD-25-155 that, instead, NIH will establish a direct relationship with the foreign subrecipient, while maintaining the domestic institution as the Prime Recipient for scientific reporting via the RPPR. This change aims to enhance the integrity, accountability, and national security of NIH-funded research. For grants requesting NIH funding for one or more foreign components, NIH will require that competing applications submit applications to a Notice of Funding Opportunity (NOFO) that supports the new PF5 Activity Code for grants, the new UF5 Activity Code for cooperative agreements, or another complex mechanism activity code that supports the International Project component type.

    NIH continues to support international collaborations. Note that foreign components other than those previously supported by subawards or consortia agreements (e.g., foreign consultants, international travel) may continue to be supported through other activity codes, unless otherwise indicated in the NOFO.

    National Institutes of Health (NIH) Policy Update: New Structure for Foreign Subawards

  • Once the Council Review is complete and the application is under consideration for funding, the National Institutes of Health (NIH) issues Just-in-Time (JIT) emails to applicants, typically with an impact score of 30 or less. Applicants should only submit this information when requested. The JIT feature of eRA Commons allows a Signing Official (SO) to submit the requested JIT materials to NIH.

    National Institutes of Health (NIH): Just-In-Time (JIT)

  • Per NIH policy, the only post-submission grant application materials that the NIH will accept are those resulting from unforeseen administrative issues. Examples include:

    • Revised budget page (due to new funding or new acquisition of equipment).
    • Biographical sketches, letters of support (due to a change in key personnel).
    • New publications (do not send full publications, rather a letter of acceptance by the publisher).

    National Institutes of Health (NIH): Post Submission Materials

    These submissions require institutional endorsement. Please work with your RSP Grants Specialist to submit to NIH.

  • Once you become aware of the final status of the submission, be sure to update the status of your RAPSS Funding Proposal (FP) record.

    • If you indicate the record is Not Funded, Withdrawn by Institution, or Withdrawn by Sponsor, the FP will transition to that state without further review by the RSP Grant Specialist

    If you indicate the FP record is Award Anticipated or Award Notification Received, your RSP Grant Specialist will be notified to further review the documentation provided before taking further action.

  • Research Administration Handbook

    • NIH Just-In-Time (JIT) Process

    Open | Research Administration Handbook

    Resource Library

    • Malign Foreign Talent Recruitment Program Certification Statement
    • NIH Other Support Disclosure Certification Statement
    • National Institutes of Health (NIH): Data Management and Sharing
    • National Institutes of Health (NIH): Standards for Scientific Rigor and Transparency
    • National Institutes of Health: Implementation of Common Forms for Biographical Sketch and Current and Pending (Other) Support
    • National Institutes of Health (NIH) Policy Update: New Structure for Foreign Subawards
    • National Institutes of Health (NIH): Just-In-Time (JIT)
    • National Institutes of Health (NIH): Post Submission Materials
    • National Institutes of Health (NIH): Instructions for Requirements on Other Support
    • National Institutes of Health (NIH): Instructions for Requirements on Other Support, Research Security, and Malign Foreign Talent Recruitment Programs Prohibition
    • National Institutes of Health (NIH): Updated NIH Data Management and Sharing (DMS) Requirements

    Open | Resource Library

National Science Foundation (NSF)

  • The Proposal and Award Policies and Procedures Guide (PAPPG) is the source for information about the proposal and award process at the U.S. National Science Foundation. Each version of the PAPPG applies to all proposals or applications submitted while that version is effective. 

    NSF-24-1:Current PAPPG guide applicable to all NSF proposals and awards - Effective May 20, 2024

    NSF 26-200: Policy Notice: Implementation of Policy Changes to PAPPG 24-1, Supplement 1, effective December 8, 2025

    NSF 26-202: Policy Notice: Implementation of Policy Changes to PAPPG 2401, Supplement 2 – Effective January 22, 2026

  • As of May 20, 2024, NSF mandates the use of approved, standardized forms (via SciENcv) for Biographical Sketch and Current and Pending (Other) Support for all proposals. 

    The NSF NSPM-33 Implementation Guidance outlines the disclosure requirements and common disclosure forms for the Biographical Sketch and Current and Pending (Other) Support sections of an NSF application for federal research and development grants or cooperative agreements. This page was developed by NSF and the Technology Council Research Security Subcommittee in response to the Guidance for Implementing National Security Presidential Memorandum 33 (NSPM-33) on National Security Strategy for United States Government-Supported Research and Development.

    Please refer to:

    • FAQs on using SciENcv for questions about creating the forms.
    • SciENcv for the creation of your Common Forms for Biographical Sketch and Current and Pending Support
    • Disclosures for Biographical Sketch and Current and Pending Support forms: guidance on the types of disclosures that must be made to NSF during the proposal and award lifecycle.

    Important: Synergistic Activities must now be included in an NSF application as a separate one-page PDF.

  • As of October 10, 2025, the National Science Foundation (NSF) requires all individuals listed as senior/key personnel on NSF proposals to complete research security training within 12 months prior to proposal submission.   This training, mandated by the CHIPS and SCIENCE Act of 2022, ensures proper disclosure of current and pending (C&P) support and addresses risks of foreign interference in U.S. research.  See NSF Research Security July 10, 2025, for more information. 

    Rutgers Research and Sponsored Programs (RSP) must certify that all senior/key personnel have met this requirement. If this requirement is not met by all senior/key personnel, the proposal will not be submitted to NSF to ensure compliance with the federal requirement.

    National Science Foundation (NSF): Research Security Training

  • Please use the NSF Prior Approval Matrix for guidance on when prior NSF approval is required during the lifecycle of an NSF award.

  • Pursuant to NSF PAPPG, II.E.9, described in the National Science Foundation (NSF) Proposal and Award Policies and Procedures Guide (PAPPG NSF 24-1), it is NSF’s policy to foster safe and harassment-free environments wherever science is conducted. NSF’s policy recognizes that a community effort is essential to eliminate sexual and other forms of harassment in science and to build inclusive scientific climates where people can learn, grow, and thrive. Therefore, for each NSF proposal that proposes conducting research off-campus or off-site, the Authorized Official Representative (AOR) must complete a certification that the Organization has a plan in place for that proposal, which describes how the following types of behavior will be addressed.

    National Science Foundation (NSF)

    • Plan for Safe and Inclusive Working Environment (Safety Plan) for Off-Campus or Off-Site Research Guide
    • Plan for Safe & Inclusive Working Environment (Safety Plan) Template
  • Resource Library

    • Plan for Safe and Inclusive Working Environment (Safety Plan) 
    • National Science Foundation (NSF): Pre-award and Post-award Disclosure Resource Guide
    • National Science Foundation (NSF): Current and Pending Support FAQs
    • National Science Foundation (NSF): Research Security Training
    • National Science Foundation (NSF) Plan for Safe and Inclusive Working Environment (Safety Plan) for Off-Campus Research Guide

    Open | Resource Library

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